Account Auditor Templates

Looking for Account Auditor Templates to download? See the main templates that a Account Auditor would use in their day-to-day work.

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Account Auditor Templates

There is a huge number of templates that someone in the Account Auditor role uses in their daily work. In this article, we’ll outline the main templates they use.

Documents & Spreadsheets

These templates are some of the most commonly used templates by a Account Auditor. Documents are often built in tools like Word, Google Docs, Notion & others while spreadsheets are often built in Excel, Google Sheets, Airtable & others.

1. Financial Statement Template
2. Audit Planning Template
3. Audit Program Template
4. Risk Assessment Template
5. Audit Report Template
6. Internal Control Evaluation Template
7. Audit Findings Template
8. Audit Working Papers Template
9. Audit Confirmation Template
10. Audit Follow-up Template

Reports

Reports are often prepared by a Account Auditor to track business performance for themselves or for their management team. They can be created in a variety of tools and can be static or dynamic templates.

1. Profit and Loss Statement
2. Balance Sheet
3. Cash Flow Statement
4. Accounts Receivable Aging Report
5. Accounts Payable Aging Report
6. General Ledger Report
7. Trial Balance Report
8. Income Statement by Department
9. Budget Variance Report
10. Financial Ratios Analysis Report

SOPs

At the heart of businesses with solid systems and processes are SOPs (standard operating procedures). These should be living documents that outline what a Account Auditor does and how they do it.

1. Financial Statement Analysis SOP
2. Internal Control Evaluation SOP
3. Audit Planning SOP
4. Risk Assessment SOP
5. Audit Testing SOP
6. Audit Documentation SOP
7. Audit Findings Reporting SOP
8. Fraud Detection and Prevention SOP
9. Compliance Audit SOP
10. Audit Follow-up and Closure SOP

Presentations

Account Auditor presentations can be delivered either to internal or external stakeholders. Often created in tools like PowerPoint, Google Slides, Canva, Adobe or others, they are important for visually communicating important business information.

1. Financial Performance Analysis
2. Audit Findings and Recommendations
3. Risk Assessment and Mitigation Strategies
4. Compliance and Regulatory Updates
5. Budget Planning and Forecasting

Legal Docs

There are several key times when a Account Auditor needs to create and complete legal documents. By using templates set up as documents, signable PDFs or esignature software templates, they can speed up this process.

1. Financial Statement Template
2. Audit Report Template
3. Internal Control Evaluation Template
4. Risk Assessment Template
5. Compliance Checklist Template

Health & Safety Templates

Health & Safety templates for a Account Auditor ensure that the correct forms are completed to protect from harm and record any incidents at work.

1. Incident Report Template
2. Risk Assessment Template
3. Safety Inspection Checklist Template
4. Emergency Evacuation Plan Template
5. Health and Safety Training Record Template

Calendars

Setting up Account Auditor calendars ensures that they can visually see what’s coming up and plan events successfully.

1. Monthly Audit Calendar
2. Financial Reporting Calendar
3. Tax Filing Calendar
4. Budget Planning Calendar
5. Compliance Calendar

Invoice Templates

Several types of Account Auditor invoice templates can be used and these are generally set up as Word docs, PDFs or accounting software templates.

1. Sales Invoice
2. Purchase Invoice
3. Expense Invoice
4. Credit Memo Invoice
5. Intercompany Invoice

Survey Templates

For a Account Auditor to get insights related to the work they do, they need to send out Account Auditor surveys. These templates can be set up as documents, fillable PDFs or survey software templates.

1. Customer Satisfaction Survey: This survey is used to gather feedback from clients on their experience with the company’s services and products.
2. Employee Engagement Survey: This survey is used to measure the level of engagement and satisfaction of employees within the company.
3. Financial Risk Assessment Survey: This survey is used to assess the level of financial risk associated with the company’s operations and investments.
4. Compliance Audit Survey: This survey is used to ensure that the company is complying with all relevant laws and regulations.
5. Market Research Survey: This survey is used to gather information on market trends, customer preferences, and competitor analysis to inform business decisions

Meeting Agendas

Having premade Account Auditor meeting agenda and meeting notes templates can save time and ensure you run efficient meetings. They are usually set up in tools like Word, Google Docs, Notion & others.

1. Monthly Audit Review Meeting
2. Financial Performance Analysis Meeting
3. Risk Assessment and Mitigation Meeting
4. Compliance and Regulatory Update Meeting
5. Budget Planning and Forecasting Meeting

Budget Templates

To manage finances well, a Account Auditor would need to have budget templates they can used on a monthly, quarterly and yearly basis.

1. Monthly Expense Budget Template
2. Income and Revenue Budget Template
3. Capital Expenditure Budget Template
4. Cash Flow Budget Template
5. Departmental Budget Template

Dashboards

Dashboards are a useful way for a Account Auditor to monitor business performance and they can be set up as static documents or dynamic online documents/views.

1. Financial Performance Dashboard
2. Revenue and Expense Analysis Dashboard
3. Risk and Compliance Dashboard
4. Audit Findings and Recommendations Dashboard
5. Key Performance Indicators (KPIs) Dashboard

Proposal Templates

For bidding or requesting work, a Account Auditor needs a boilerplate proposal template that they can use over and over again. These templates can be set up as documents, fillable PDFs or proposal software templates.

1. Financial Audit Proposal – This proposal outlines the scope and objectives of a financial audit for a client’s organization. It includes details on the audit process, timelines, and deliverables.

2. Internal Control Review Proposal – This proposal outlines the scope and objectives of an internal control review for a client’s organization. It includes details on the review process, timelines, and deliverables.

3. Risk Assessment Proposal – This proposal outlines the scope and objectives of a risk assessment for a client’s organization. It includes details on the assessment process, timelines, and deliverables.

4. Compliance Audit Proposal – This proposal outlines the scope and objectives of a compliance audit for a client’s organization. It includes details on the audit process, timelines, and deliverables.

5. Financial Statement Preparation Proposal – This proposal outlines the scope and objectives of preparing financial statements for a client’s organization. It includes details on the preparation process, timelines, and deliverables

Get Your Template Made

We’ve brought together some of the best template builders in the world to help people like you get your templates built. We’ve seen that using a solid set of templates in business will help you streamline your systems and processes. Whether you’d like your Account Auditor templates built in Word, Google Docs, Excel, Google Sheets, PDF, Notion, Airtable, Canva, PowerPoint or other software, we’re here to help. Request your template and we’ll get your request in the hands of a 3D Animator Template designer.

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