Operational Risk Manager Templates

Looking for Operational Risk Manager Templates to download? See the main templates that a Operational Risk Manager would use in their day-to-day work.

Need one of these templates? Request for it to be built by one of our experts.

Operational Risk Manager Templates

There is a huge number of templates that someone in the Operational Risk Manager role uses in their daily work. In this article, we’ll outline the main templates they use.

Documents & Spreadsheets

These templates are some of the most commonly used templates by a Operational Risk Manager. Documents are often built in tools like Word, Google Docs, Notion & others while spreadsheets are often built in Excel, Google Sheets, Airtable & others.

1. Risk Assessment Template
2. Incident Report Template
3. Risk Register Template
4. Key Risk Indicator Template
5. Risk Appetite Statement Template
6. Risk Mitigation Plan Template
7. Business Impact Analysis Template
8. Risk Dashboard Template
9. Risk Management Policy Template
10. Risk Committee Meeting Agenda Template


Reports are often prepared by a Operational Risk Manager to track business performance for themselves or for their management team. They can be created in a variety of tools and can be static or dynamic templates.

1. Incident Report
2. Risk Assessment Report
3. Key Risk Indicator Report
4. Control Effectiveness Report
5. Loss Event Report
6. Risk Mitigation Report
7. Compliance Report
8. Business Continuity Report
9. Risk Appetite Report
10. Trend Analysis Report


At the heart of businesses with solid systems and processes are SOPs (standard operating procedures). These should be living documents that outline what a Operational Risk Manager does and how they do it.

1. Incident Management SOP
2. Risk Assessment SOP
3. Business Continuity Planning SOP
4. Compliance Monitoring SOP
5. Key Risk Indicator Monitoring SOP
6. Vendor Risk Management SOP
7. Internal Control Testing SOP
8. Risk Reporting SOP
9. Training and Awareness SOP
10. Policy and Procedure Review SOP


Operational Risk Manager presentations can be delivered either to internal or external stakeholders. Often created in tools like PowerPoint, Google Slides, Canva, Adobe or others, they are important for visually communicating important business information.

1. Monthly Risk Assessment Report
2. Key Risk Indicators Dashboard
3. Incident Management Review
4. Risk Mitigation Strategies Update
5. Risk Training and Awareness Program

Legal Docs

There are several key times when a Operational Risk Manager needs to create and complete legal documents. By using templates set up as documents, signable PDFs or esignature software templates, they can speed up this process.

1. Risk Assessment Template
2. Incident Reporting Template
3. Compliance Checklist Template
4. Legal Agreement Template
5. Policy and Procedure Template

Health & Safety Templates

Health & Safety templates for a Operational Risk Manager ensure that the correct forms are completed to protect from harm and record any incidents at work.

1. Incident Report Template
2. Risk Assessment Template
3. Safety Inspection Checklist Template
4. Emergency Response Plan Template
5. Training Attendance Record Template


Setting up Operational Risk Manager calendars ensures that they can visually see what’s coming up and plan events successfully.

1. Monthly Risk Assessment Calendar
2. Incident Reporting Calendar
3. Training and Awareness Calendar
4. Regulatory Compliance Calendar
5. Key Risk Indicator Monitoring Calendar

Invoice Templates

Several types of Operational Risk Manager invoice templates can be used and these are generally set up as Word docs, PDFs or accounting software templates.

1. Monthly Risk Assessment Invoice
2. Compliance Audit Invoice
3. Incident Investigation Invoice
4. Training and Development Invoice
5. Risk Mitigation Strategy Invoice

Survey Templates

For a Operational Risk Manager to get insights related to the work they do, they need to send out Operational Risk Manager surveys. These templates can be set up as documents, fillable PDFs or survey software templates.

1. Employee Satisfaction Survey
2. Customer Feedback Survey
3. Risk Assessment Survey
4. Incident Reporting Survey
5. Training Needs Assessment Survey

Meeting Agendas

Having premade Operational Risk Manager meeting agenda and meeting notes templates can save time and ensure you run efficient meetings. They are usually set up in tools like Word, Google Docs, Notion & others.

1. Monthly Risk Assessment Meeting
2. Incident Review Meeting
3. Key Risk Indicator Review Meeting
4. Risk Mitigation Strategy Meeting
5. Stakeholder Engagement Meeting

Budget Templates

To manage finances well, a Operational Risk Manager would need to have budget templates they can used on a monthly, quarterly and yearly basis.

1. Monthly Expense Budget Template
2. Income and Savings Budget Template
3. Project Budget Template
4. Departmental Budget Template
5. Risk Management Budget Template


Dashboards are a useful way for a Operational Risk Manager to monitor business performance and they can be set up as static documents or dynamic online documents/views.

1. Risk Exposure Dashboard
2. Key Risk Indicators Dashboard
3. Incident Management Dashboard
4. Compliance Monitoring Dashboard
5. Risk Mitigation Dashboard

Proposal Templates

For bidding or requesting work, a Operational Risk Manager needs a boilerplate proposal template that they can use over and over again. These templates can be set up as documents, fillable PDFs or proposal software templates.

1. Monthly Risk Assessment Proposal
2. Risk Mitigation Strategy Proposal
3. Operational Risk Training Proposal
4. Incident Response Plan Proposal
5. Key Risk Indicator Monitoring Proposal

Get Your Template Made

We’ve brought together some of the best template builders in the world to help people like you get your templates built. We’ve seen that using a solid set of templates in business will help you streamline your systems and processes. Whether you’d like your Operational Risk Manager templates built in Word, Google Docs, Excel, Google Sheets, PDF, Notion, Airtable, Canva, PowerPoint or other software, we’re here to help. Request your template and we’ll get your request in the hands of a 3D Animator Template designer.