Looking for Personal Financial Advisor Templates to download? See the main templates that a Personal Financial Advisor would use in their day-to-day work.
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Personal Financial Advisor Templates
Contents
Personal Financial Advisor Templates
There is a huge number of templates that someone in the Personal Financial Advisor role uses in their daily work. In this article, we’ll outline the main templates they use.
Documents & Spreadsheets
These templates are some of the most commonly used templates by a Personal Financial Advisor. Documents are often built in tools like Word, Google Docs, Notion & others while spreadsheets are often built in Excel, Google Sheets, Airtable & others.
1. Monthly Budget Template
2. Investment Portfolio Tracker
3. Financial Goal Planner
4. Expense Report Template
5. Retirement Savings Calculator
6. Tax Planning Worksheet
7. Net Worth Statement Template
8. Cash Flow Projection Spreadsheet
9. Risk Assessment Template
10. Client Meeting Agenda Template
Reports
Reports are often prepared by a Personal Financial Advisor to track business performance for themselves or for their management team. They can be created in a variety of tools and can be static or dynamic templates.
1. Monthly Investment Performance Report
2. Client Portfolio Summary Report
3. Income and Expense Statement
4. Net Worth Statement
5. Cash Flow Analysis Report
6. Retirement Savings Report
7. Tax Planning Report
8. Risk Assessment Report
9. Estate Planning Report
10. Insurance Coverage Analysis Report
SOPs
At the heart of businesses with solid systems and processes are SOPs (standard operating procedures). These should be living documents that outline what a Personal Financial Advisor does and how they do it.
1. Client Onboarding SOP
2. Investment Portfolio Review SOP
3. Financial Planning SOP
4. Retirement Planning SOP
5. Tax Planning SOP
6. Risk Assessment SOP
7. Estate Planning SOP
8. Insurance Analysis SOP
9. Investment Research SOP
10. Client Communication SOP
Presentations
Personal Financial Advisor presentations can be delivered either to internal or external stakeholders. Often created in tools like PowerPoint, Google Slides, Canva, Adobe or others, they are important for visually communicating important business information.
1. Monthly Financial Performance Report
2. Investment Portfolio Review
3. Retirement Planning Strategies
4. Tax Planning and Optimization
5. Risk Management and Insurance Analysis
Legal Docs
There are several key times when a Personal Financial Advisor needs to create and complete legal documents. By using templates set up as documents, signable PDFs or esignature software templates, they can speed up this process.
1. Client Agreement Template
2. Financial Planning Template
3. Investment Policy Statement Template
4. Risk Disclosure Template
5. Privacy Policy Template
Health & Safety Templates
Health & Safety templates for a Personal Financial Advisor ensure that the correct forms are completed to protect from harm and record any incidents at work.
1. Incident Report Template
2. Risk Assessment Template
3. Safety Meeting Minutes Template
4. Emergency Evacuation Plan Template
5. Personal Protective Equipment (PPE) Checklist Template
Calendars
Setting up Personal Financial Advisor calendars ensures that they can visually see what’s coming up and plan events successfully.
1. Monthly Budget Calendar
2. Investment Tracker Calendar
3. Bill Payment Calendar
4. Tax Planning Calendar
5. Client Meeting Calendar
Invoice Templates
Several types of Personal Financial Advisor invoice templates can be used and these are generally set up as Word docs, PDFs or accounting software templates.
1. Monthly Financial Planning Invoice
2. Investment Portfolio Management Invoice
3. Retirement Planning Services Invoice
4. Tax Planning and Preparation Invoice
5. Estate Planning and Trust Services Invoice
Survey Templates
For a Personal Financial Advisor to get insights related to the work they do, they need to send out Personal Financial Advisor surveys. These templates can be set up as documents, fillable PDFs or survey software templates.
1. Client Satisfaction Survey
2. Investment Preferences Survey
3. Retirement Planning Survey
4. Risk Tolerance Assessment Survey
5. Financial Goal Setting Survey
Meeting Agendas
Having premade Personal Financial Advisor meeting agenda and meeting notes templates can save time and ensure you run efficient meetings. They are usually set up in tools like Word, Google Docs, Notion & others.
1. Client Review Meeting Template
2. Investment Strategy Meeting Template
3. Retirement Planning Meeting Template
4. Tax Planning Meeting Template
5. Estate Planning Meeting Template
Budget Templates
To manage finances well, a Personal Financial Advisor would need to have budget templates they can used on a monthly, quarterly and yearly basis.
1. Income and Expense Tracker
2. Monthly Budget Planner
3. Debt Repayment Schedule
4. Savings Goal Tracker
5. Investment Portfolio Tracker
Dashboards
Dashboards are a useful way for a Personal Financial Advisor to monitor business performance and they can be set up as static documents or dynamic online documents/views.
1. Client Portfolio Performance Dashboard
2. Investment Allocation Dashboard
3. Income and Expense Tracking Dashboard
4. Retirement Planning Dashboard
5. Risk Management Dashboard
Proposal Templates
For bidding or requesting work, a Personal Financial Advisor needs a boilerplate proposal template that they can use over and over again. These templates can be set up as documents, fillable PDFs or proposal software templates.
1. Retirement Planning Proposal
2. Investment Portfolio Proposal
3. Tax Planning Proposal
4. Estate Planning Proposal
5. Risk Management Proposal
Get Your Template Made
We’ve brought together some of the best template builders in the world to help people like you get your templates built. We’ve seen that using a solid set of templates in business will help you streamline your systems and processes. Whether you’d like your Personal Financial Advisor templates built in Word, Google Docs, Excel, Google Sheets, PDF, Notion, Airtable, Canva, PowerPoint or other software, we’re here to help. Request your template and we’ll get your request in the hands of a 3D Animator Template designer.
