Looking for Share Dealer Templates to download? See the main templates that a Share Dealer would use in their day-to-day work.
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Contents
There is a huge number of templates that someone in the Share Dealer role uses in their daily work. In this article, we’ll outline the main templates they use.
These templates are some of the most commonly used templates by a Share Dealer. Documents are often built in tools like Word, Google Docs, Notion & others while spreadsheets are often built in Excel, Google Sheets, Airtable & others.
1. Daily Stock Report
2. Monthly Sales Analysis
3. Investment Portfolio Tracker
4. Client Account Statement
5. Stock Market Research Template
6. Trade Confirmation Document
7. Financial Statement Analysis
8. Risk Assessment Spreadsheet
9. Stock Purchase Agreement
10. Dividend Income Tracker
Reports are often prepared by a Share Dealer to track business performance for themselves or for their management team. They can be created in a variety of tools and can be static or dynamic templates.
1. Monthly Sales Report
2. Portfolio Performance Report
3. Market Analysis Report
4. Client Investment Report
5. Risk Assessment Report
6. Profit and Loss Statement
7. Dividend Income Report
8. Stock Market Trends Report
9. Investment Opportunities Report
10. Regulatory Compliance Report
At the heart of businesses with solid systems and processes are SOPs (standard operating procedures). These should be living documents that outline what a Share Dealer does and how they do it.
1. Client Onboarding SOP
2. Trade Execution SOP
3. Risk Management SOP
4. Compliance Monitoring SOP
5. Portfolio Rebalancing SOP
6. Market Research SOP
7. Order Processing SOP
8. Trade Settlement SOP
9. Performance Reporting SOP
10. Client Communication SOP
Share Dealer presentations can be delivered either to internal or external stakeholders. Often created in tools like PowerPoint, Google Slides, Canva, Adobe or others, they are important for visually communicating important business information.
1. Monthly Financial Performance
2. Investment Portfolio Analysis
3. Market Trends and Analysis
4. Client Investment Recommendations
5. Risk Assessment and Mitigation
There are several key times when a Share Dealer needs to create and complete legal documents. By using templates set up as documents, signable PDFs or esignature software templates, they can speed up this process.
1. Share Purchase Agreement
2. Non-Disclosure Agreement
3. Investment Advisory Agreement
4. Shareholder Agreement
5. Securities Registration Statement
Health & Safety templates for a Share Dealer ensure that the correct forms are completed to protect from harm and record any incidents at work.
1. Incident Report Template
2. Risk Assessment Template
3. Safety Inspection Checklist Template
4. Emergency Evacuation Plan Template
5. Health and Safety Training Record Template
Setting up Share Dealer calendars ensures that they can visually see what’s coming up and plan events successfully.
1. Monthly Earnings Calendar
2. Dividend Payment Calendar
3. Economic Events Calendar
4. Stock Market Holidays Calendar
5. Corporate Events Calendar
Several types of Share Dealer invoice templates can be used and these are generally set up as Word docs, PDFs or accounting software templates.
1. Monthly Share Purchase Invoice
2. Monthly Share Sale Invoice
3. Monthly Dividend Invoice
4. Monthly Commission Invoice
5. Monthly Account Management Fee Invoice
For a Share Dealer to get insights related to the work they do, they need to send out Share Dealer surveys. These templates can be set up as documents, fillable PDFs or survey software templates.
1. Customer Satisfaction Survey
2. Market Research Survey
3. Investment Preferences Survey
4. Risk Assessment Survey
5. Trading Platform Feedback Survey
Having premade Share Dealer meeting agenda and meeting notes templates can save time and ensure you run efficient meetings. They are usually set up in tools like Word, Google Docs, Notion & others.
1. Monthly Sales Review Meeting
2. Investment Strategy Meeting
3. Risk Assessment Meeting
4. Client Portfolio Review Meeting
5. Market Analysis Meeting
To manage finances well, a Share Dealer would need to have budget templates they can used on a monthly, quarterly and yearly basis.
1. Income and Expense Budget Template
2. Investment Portfolio Budget Template
3. Trading and Transaction Budget Template
4. Risk Management Budget Template
5. Profit and Loss Budget Template
Dashboards are a useful way for a Share Dealer to monitor business performance and they can be set up as static documents or dynamic online documents/views.
1. Portfolio Performance Dashboard
2. Market Trends Dashboard
3. Client Holdings Dashboard
4. Profit and Loss Dashboard
5. Risk Analysis Dashboard
For bidding or requesting work, a Share Dealer needs a boilerplate proposal template that they can use over and over again. These templates can be set up as documents, fillable PDFs or proposal software templates.
1. Monthly Investment Proposal
2. Portfolio Diversification Proposal
3. Retirement Planning Proposal
4. Risk Management Proposal
5. Market Analysis Proposal
We’ve brought together some of the best template builders in the world to help people like you get your templates built. We’ve seen that using a solid set of templates in business will help you streamline your systems and processes. Whether you’d like your Share Dealer templates built in Word, Google Docs, Excel, Google Sheets, PDF, Notion, Airtable, Canva, PowerPoint or other software, we’re here to help. Request your template and we’ll get your request in the hands of a 3D Animator Template designer.